When issues or disputes develop between investors and their broker and/or investment firm, figuring out what the options are and deciding which one is best for a particular situation can feel overwhelming and intimidating. Let our team of distinguished and well-regarded stockbroker fraud lawyers and staff work on your behalf to recover your retirement savings, your financial security. It has been the mission and focus of our law firm for over 30 years. We’ve helped thousands of investors in situations similar to yours and we can help you. Few firms have been around long enough and focused securities litigation. We live and breath FINRA rules and SEC or Securities Exchange Commission regulations.
A FINRA arbitration claim is an alternative to bringing your case to court. This will expedite the amount of time that it takes to resolve your case and be far less expensive than if we were to pursue litigation. The arbitrator is essentially a mediator who will make a decision regarding the outcome of your case. FINRA arbitrators are well-versed in the rules and laws that govern stockbrokers’ conduct. Kiromic BioPharma class action lawsuit allows them to efficiently arrive at informed decisions in most cases. Maybe the broker is failing to accept responsibility for their conduct, or perhaps you’ll have a greater chance of securing full repayment of your losses if you go to arbitration.
What is the Legal Standard for Suitability?
Investors who buy these kinds of bonds are lending money to the company so they can finance their activities. These include ongoing operations, M&A and business expansion opportunities. In return, the company will legally commit to paying interest on the principal.
What is a reasonable amount I can expect to recover?
At the same time, you get the higher level and more personalized service, responsiveness, and flexibility of a smaller, more nimble investment fraud law firm. TheInvestment Fraud Lawyersis proud to offer our clients the best of both worlds. According to the Caribbean Business News, there have been a number of athletes, entertainers and business leaders who have experienced heavy losses in Puerto Rico bonds and related closed-end bond funds . When that professional is a stockbroker, breach of fiduciary duty can arise when the broker has discretionary authority for managing your account.
The contact form sends information by non-encrypted email, which is not secure. Submitting a contact form, sending a text message, making a phone call, or leaving a voicemail does not create an attorney-client relationship. In a class action lawsuit, the court appoints the firm that will act as lead counsel in the case. The court recognizes our experience and appoints our firm with regularity in these types of cases.